The latest edition of Protiviti’s well-received Guide to U.S. Anti-Money Laundering Requirements contains questions that continue to surface in our discussions with clients, attorneys, regulators and others, both in the United States and other markets. New or expanded information in this comprehensive guide addresses rules, regulatory requirements and key guidance issued in recent years
Protiviti is launching a complimentary webinar series focused on issues around Anti-Money Laundering. To pre-register and receive notifications when upcoming events are announced, please click here.
Among the many areas covered in the more than 1,400 questions and answers are:
- The major U.S. AML and sanction compliance requirements (namely, the Bank Secrecy Act (BSA), the USA PATRIOT Act and the Office of Foreign Assets Control (OFAC) requirements)
- Know your customer, customer due diligence and enhanced due diligence
- Transaction monitoring, investigations and red flags
- High-risk customers, products, services and transactions
- AML technology
- Nonbank financial institutions and nonfinancial businesses
- International perspectives and initiatives
- Convergence of AML with fraud and other regulatory topics
- Comprehensive Iran Sanctions, Accountability and Divestment Act (CISADA)
- Cross-border electronic transmittal of funds
From the design and implementation of an effective AML program, to regulatory reporting and auditing AML compliance, Protiviti's updated AML resource guide will help senior management, compliance officers, internal auditors and other stakeholders make sense of the complex regulations and regulatory expectations and what is required to comply with them.
Download Guide to U.S. Anti-Money Laundering Requirement, Fourth Edition (PDF) (requires Acrobat Reader; please disable your pop up blocker)